Julia Free

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMC Markets Investments Limited

    FRN 948126

    • SMF16 Compliance Oversight (since 9 Jul 2024)
  • CMC Markets UK plc

    FRN 173730

    • SMF16 Compliance Oversight (since 1 Mar 2023)
  • Finalto Trading Limited (no longer approved here)

    FRN 607305

    • SMF3 Executive Director (18 Sep 2021 to 30 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2021 to 30 Sep 2022)
    • SMF16 Compliance Oversight (14 Apr 2021 to 30 Sep 2022)
  • Finalto Financial Services Limited (no longer approved here)

    FRN 481853

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • CF1 Director (1 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.