Finalto Financial Services Limited

• Principal Place of Business

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +4402034558751

  Web

  https://www.finalto.com/uk

• Complaints Contact

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +442034558751

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments, Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alexey Laptev

  IRN AXL01653

  • CF30 Customer (29 Oct 2009 to 1 Sep 2011)
• Alexsander Iakobachvili

  IRN AXI01182

  • CF30 Customer (19 Mar 2010 to 31 Dec 2017)
• Andrew James Biggs

  IRN AJB01742

  • [FCA CF] Material risk taker (1 Jan 2023 to 31 Mar 2026)
  • [FCA CF] Manager of certification employee (21 Nov 2022 to 31 Mar 2026)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2026)
• Annemarie Lucas

  IRN AXL00303

  • [FCA CF] Significant management (12 Apr 2021 to 31 Dec 2021)
• Anthony Christopher James Huntford

  IRN AXH01403

  • CF30 Customer (28 May 2009 to 1 Sep 2014)
• Antony Parsons

  IRN AXP02793

  • [FCA CF] Algorithmic trading (21 Nov 2022 to 7 Oct 2025)
  • [FCA CF] Client dealing (21 Nov 2022 to 7 Oct 2025)
• Ashraf Sleiman Agha

  IRN ASA01094

  • CF1 Director (14 Nov 2008 to 15 Nov 2010)
• Averil Frances Johnson

  IRN AXJ00225

  • [FCA CF] Significant management (7 May 2021 to 25 Jun 2021)
• Chak Yan Leung

  IRN CXL00565

  • Director of firm who is not a certification employee or a SMF manager (since 6 Jun 2025)
• Christian Frahm

  IRN CXF01269

  • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2020)
  • CF1 Director (8 Sep 2008 to 8 Dec 2019)

• Tradex Capital Limited (no longer appointed)

  FRN 537105 · Appointed 6 Dec 2010 · Until 22 Jun 2012

• NetDania Markets UK (no longer appointed)

  FRN 534807 · Appointed 1 Nov 2010 · Until 30 Mar 2022

No changes recorded yet.