Finalto Financial Services Limited

• Principal Place of Business

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +4402034558751

  Web

  https://www.finalto.com/uk

• Complaints Contact

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +442034558751

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments, Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christopher Anthony Mathias

  IRN CAM01240

  • CF2 Non Executive Director (23 Oct 2012 to 3 Jul 2017)
  • CF1 Director (8 Sep 2008 to 22 Oct 2012)
• Daniel Barry Frostick

  IRN DXF00122

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Daniel Pucknell George

  IRN DPG01029

  • [FCA CF] Significant management (7 Sep 2021 to 23 Apr 2025)
  • Director of firm who is not a certification employee or a SMF manager (4 Aug 2020 to 23 Apr 2025)
• Darren Patrick O'Hare

  IRN DPO01029

  • [FCA CF] Material risk taker (since 10 Oct 2024)
  • [FCA CF] CASS oversight function (since 10 Oct 2024)
• David Edward Corben

  IRN DEC01074

  • [FCA CF] Client dealing (18 Jul 2024 to 31 Dec 2025)
• David Haydn Godfrey

  IRN DHG01033

  • CF1 Director (8 Sep 2008 to 1 Sep 2011)
• Dimitris Kostalas

  IRN DXK01490

  • CF30 Customer (1 Jun 2012 to 30 May 2014)
• Eric Odotei

  IRN EXO00055

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Significant management (since 25 Nov 2021)
• George Ndidi Ogunka

  IRN GNO01005

  • CF10 Compliance Oversight (28 Oct 2016 to 15 Dec 2017)
• Hideo Haneda

  IRN HXH00322

  • Director of firm who is not a certification employee or a SMF manager (since 23 Jun 2025)

• Tradex Capital Limited (no longer appointed)

  FRN 537105 · Appointed 6 Dec 2010 · Until 22 Jun 2012

• NetDania Markets UK (no longer appointed)

  FRN 534807 · Appointed 1 Nov 2010 · Until 30 Mar 2022

No changes recorded yet.