Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finalto Financial Services Limited (no longer approved here)

    FRN 481853

    • [FCA CF] Significant management (7 Sep 2021 to 23 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (4 Aug 2020 to 23 Apr 2025)
  • Finalto Trading Limited (no longer approved here)

    FRN 607305

    • [FCA CF] Significant management (16 Mar 2021 to 23 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Apr 2025)
    • CF2 Non Executive Director (25 Nov 2019 to 8 Dec 2019)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF1 Director (4 Oct 2012 to 26 Sep 2013)
    • CF29 Significant management (24 Aug 2010 to 4 Oct 2012)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF30 Customer (1 Nov 2007 to 28 Oct 2008)
    • CF21 Investment Adviser (12 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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