Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Lucas

    IRN AXL01628

    • CF30 Customer (8 Jan 2009 to 8 Dec 2010)
  • Abdul Alim

    IRN AXA01946

    • CF30 Customer (2 Oct 2008 to 19 Oct 2009)
  • Adam Llewellyn

    IRN AJL01253

    • CF30 Customer (27 Nov 2009 to 8 Dec 2010)
  • Adam Noel John Morrow

    IRN ANM01052

    • CF30 Customer (2 Oct 2008 to 8 Dec 2010)
  • Adem Soyak

    IRN AXS01886

    • CF30 Customer (1 Nov 2007 to 15 Apr 2011)
    • CF26 Customer Trading (14 Mar 2006 to 31 Oct 2007)
  • Alastair Hine

    IRN AMH01110

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Jan 2018 to 8 Dec 2019)
  • Alex George French

    IRN AGF01027

    • CF26 Customer Trading (30 Dec 2005 to 25 Sep 2007)
  • Alexander Geoffrey Thistlethwayte

    IRN AGT01033

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
    • CF1 Director (1 Dec 2001 to 31 Mar 2002)
  • Alexander Panayiotou

    IRN AXP01849

    • CF30 Customer (27 Mar 2009 to 8 Dec 2010)
  • Alexandra Jo Coote

    IRN AJC01470

    • CF30 Customer (1 Nov 2007 to 8 Dec 2010)
    • CF26 Customer Trading (28 Aug 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.