Alexander Geoffrey Thistlethwayte

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sarkis Limited

    FRN 610612

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 Oct 2014 to 1 Dec 2017)
    • CF1 Director (17 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Oct 2014 to 15 Dec 2017)
    • CF30 Customer (17 Oct 2014 to 8 Dec 2019)
  • RWE Trading Services Limited (no longer approved here)

    FRN 208155

    • CF30 Customer (1 Nov 2007 to 19 Sep 2013)
    • CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (11 Feb 2003 to 21 Mar 2005)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
    • CF1 Director (1 Dec 2001 to 31 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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