Sarkis Limited

• Principal Place of Business

  Argyll Management Ltd

  11 Bressenden Place

  London

  Westminster

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402080791305

  Web

  https://www.sarkisfund.com

• Complaints Contact

  11 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402080791305

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Alexander Geoffrey Thistlethwayte

  IRN AGT01033

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (17 Oct 2014 to 8 Dec 2019)
  • CF1 Director (17 Oct 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Oct 2014 to 15 Dec 2017)
  • CF10 Compliance Oversight (17 Oct 2014 to 1 Dec 2017)
• Amar Ehsan

  IRN AXE01340

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jun 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2021)
  • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
• Barry Bahram Mazhari

  IRN BBM01012

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Jun 2021)
  • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
• Bronislaw Jerzy Roman Sharman

  IRN BJS01086

  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2021)
  • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
• David Jenkins

  IRN DXJ00206

  • [FCA CF] Material risk taker (since 13 Apr 2022)
  • [FCA CF] Client dealing (since 7 Mar 2022)
• Edmund Francis Gordon Clark

  IRN EFG01008

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Jonathan Eric Cameron

  IRN JXC91775

  • [FCA CF] Manager of certification employee (since 17 Nov 2020)
  • SMF3 Executive Director (since 17 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Nov 2020)
  • SMF16 Compliance Oversight (since 17 Nov 2020)
  • [FCA CF] Client dealing (since 17 Nov 2020)
  • [FCA CF] Material risk taker (since 17 Nov 2020)
• Mark Denis Lyons

  IRN MDL01050

  • [FCA CF] Manager of certification employee (since 10 Mar 2025)
  • [FCA CF] Client dealing (since 2 Dec 2024)
  • [FCA CF] Material risk taker (since 2 Dec 2024)
• Mark Nicholls

  IRN MXN01335

  • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
• Matthew Angus Phillipson

  IRN MXP01020

  • [FCA CF] Client dealing (since 3 Sep 2025)
  • [FCA CF] Material risk taker (since 3 Sep 2025)

No changes recorded yet.