Bronislaw Jerzy Roman Sharman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sarkis Limited (no longer approved here)
FRN 610612
- [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jun 2021)
- CF30 Customer (7 Feb 2018 to 8 Dec 2019)
RCMA Capital LLP (no longer approved here)
FRN 542854
- CF30 Customer (1 Sep 2015 to 9 Jan 2018)
RWE Trading Services Limited (no longer approved here)
FRN 208155
- CF30 Customer (1 Nov 2007 to 14 Jun 2012)
- CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.