RCMA Capital LLP

Date authorised
1 April 2013
Companies House
OC361815
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    78 Pall Mall
    London
    Westminster
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +447795571694
    Web
    https://www.rcma-asset.com

  • Complaints Contact

    78 Pall Mall
    St. James's
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +447795571694

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . RCMA Services (UK) Limited

    IRN XXA01195

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (26 Jul 2018 to 8 Dec 2019)
  • Alastair Neil Jones

    IRN ANJ01026

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (26 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2018 to 8 Dec 2019)
    • CF28 Systems and controls (1 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
  • Bronislaw Jerzy Roman Sharman

    IRN BJS01086

    • CF30 Customer (1 Sep 2015 to 9 Jan 2018)
  • Chandrakant Bhima

    IRN CXB01678

    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [FCA CF] Material risk taker (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 2 Jan 2020)
    • [FCA CF] Proprietary trader (1 Jan 2020 to 2 Jan 2020)
    • CF4 Partner (6 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (4 Mar 2013 to 8 Dec 2019)
  • Conor Benedict Joseph O'Malley

    IRN CBO01007

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Dec 2017 to 8 Dec 2019)
  • Douglas Richard John King

    IRN DRK01052

    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
    • [FCA CF] Material risk taker (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (1 Jan 2020 to 2 Jan 2020)
    • CF3 Chief Executive (8 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2011 to 1 Mar 2018)
    • CF30 Customer (1 Sep 2011 to 8 Dec 2019)
    • CF4 Partner (1 Sep 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2011 to 1 Mar 2018)
  • Silke Bleser

    IRN SXB02642

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Apr 2012 to 8 Dec 2019)
  • Stephen Andrew Barclay

    IRN SXB02644

    • CF30 Customer (1 May 2012 to 1 Feb 2013)
  • Tara Swati Bhargava

    IRN TSB01060

    • CF30 Customer (1 Sep 2011 to 1 Feb 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.