Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RCMA Capital LLP
FRN 542854
- [FCA CF] Material risk taker (since 1 Jan 2020)
- [FCA CF] Manager of certification employee (since 1 Jan 2020)
- [FCA CF] Client dealing (since 1 Jan 2020)
- SMF27 Partner (since 9 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 2 Jan 2020)
- [FCA CF] Proprietary trader (1 Jan 2020 to 2 Jan 2020)
- CF4 Partner (6 Apr 2017 to 8 Dec 2019)
- CF30 Customer (4 Mar 2013 to 8 Dec 2019)
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- CF30 Customer (8 Jan 2010 to 31 Oct 2010)
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- CF30 Customer (8 Jan 2010 to 31 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.