Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2020)
    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 2 Jan 2020)
    • [FCA CF] Proprietary trader (1 Jan 2020 to 2 Jan 2020)
    • CF4 Partner (6 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (4 Mar 2013 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (8 Jan 2010 to 31 Oct 2010)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (8 Jan 2010 to 31 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.