Sarkis Limited

• Principal Place of Business

  Argyll Management Ltd

  11 Bressenden Place

  London

  Westminster

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402080791305

  Web

  https://www.sarkisfund.com

• Complaints Contact

  11 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +4402080791305

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Michael Bayard Christopher Lawson

  IRN MCL01027

  • CF30 Customer (6 Jul 2018 to 10 May 2019)
• Neil Ashley Rothwell

  IRN NAR01024

  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2020)
  • CF11 Money Laundering Reporting (19 Dec 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (17 Oct 2014 to 8 Dec 2019)
  • CF1 Director (17 Oct 2014 to 8 Dec 2019)
• Richard Thomas King

  IRN RTK01008

  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
  • CF30 Customer (28 Aug 2018 to 8 Dec 2019)
• Sanjay Chandulal Tanna

  IRN SCT01044

  • CF30 Customer (6 Apr 2017 to 8 May 2018)
• Stefan Alexander Glassel

  IRN SXG00560

  • [FCA CF] Material risk taker (since 8 Sep 2022)
  • [FCA CF] Client dealing (since 8 Sep 2022)
• Timothy Coen

  IRN TXC00302

  • [FCA CF] Material risk taker (since 3 Oct 2022)
  • [FCA CF] Client dealing (since 3 Oct 2022)
• Trevor Leigh Norman

  IRN TLN01007

  • [FCA CF] Client dealing (since 2 Mar 2026)
  • [FCA CF] Material risk taker (since 2 Mar 2026)
  • [FCA CF] Manager of certification employee (3 Oct 2022 to 30 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2025)
  • CF30 Customer (25 Jul 2018 to 8 Dec 2019)
• William Ferreira

  IRN WXF01046

  • [FCA CF] Material risk taker (since 10 Mar 2025)
  • [FCA CF] Client dealing (since 10 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (10 Mar 2025 to 19 May 2025)

No changes recorded yet.