Richard Thomas King

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sarkis Limited (no longer approved here)

    FRN 610612

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (28 Aug 2018 to 8 Dec 2019)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
    • CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (24 Dec 2001 to 28 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.