Finalto Trading Limited

• Principal Place of Business

  The Broadgate Tower

  11th Floor

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +4402034057926

  Web

  https://www.finaltotrading.com

• Complaints Contact

  The Broadgate Tower

  11th Floor

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +4402034057926

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew David Head

  IRN AXH00409

  • [FCA CF] Significant management (16 Mar 2021 to 2 Jul 2021)
• Andrew George Alan Cottrill

  IRN AGC01094

  • [FCA CF] Material risk taker (16 Mar 2021 to 10 Jun 2021)
  • CF30 Customer (1 Oct 2017 to 8 Dec 2019)
• Andrew James Biggs

  IRN AJB01742

  • SMF1 Chief Executive (13 Nov 2024 to 31 Mar 2026)
  • [FCA CF] Material risk taker (13 Nov 2024 to 31 Mar 2026)
  • SMF3 Executive Director (13 Nov 2024 to 31 Mar 2026)
• Aviv Talmor

  IRN AXT01820

  • CF30 Customer (4 Sep 2014 to 9 Jul 2015)
  • CF1 Director (4 Sep 2014 to 9 Jul 2015)
• Chak Yan Leung

  IRN CXL00565

  • Director of firm who is not a certification employee or a SMF manager (since 6 Jun 2025)
• Daniel Barry Frostick

  IRN DXF00122

  • SMF3 Executive Director (since 12 Dec 2024)
  • [FCA CF] Material risk taker (since 16 Mar 2021)
  • [FCA CF] Significant management (16 Mar 2021 to 12 Dec 2024)
• Daniel Pucknell George

  IRN DPG01029

  • [FCA CF] Significant management (16 Mar 2021 to 23 Apr 2025)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Apr 2025)
  • CF2 Non Executive Director (25 Nov 2019 to 8 Dec 2019)
• Darren Patrick O'Hare

  IRN DPO01029

  • [FCA CF] CASS oversight function (since 10 Oct 2024)
  • [FCA CF] Material risk taker (since 10 Oct 2024)
• David Edward Corben

  IRN DEC01074

  • [FCA CF] Client dealing (1 Jul 2021 to 31 Dec 2025)
• Derek Andrew Grech

  IRN DAG01195

  • SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2020)
  • CF3 Chief Executive (19 Mar 2018 to 8 Dec 2019)
  • CF1 Director (23 Jan 2018 to 8 Dec 2019)

No changes recorded yet.