Finalto Financial Services Limited

• Principal Place of Business

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +4402034558751

  Web

  https://www.finalto.com/uk

• Complaints Contact

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +442034558751

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments, Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Hidetoshi Furusho

  IRN HXF00141

  • Director of firm who is not a certification employee or a SMF manager (since 23 Jun 2025)
• Hugo Daniel Rocha Ferreira

  IRN HXR00071

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2023)
• James Anthony Bachelor

  IRN JAB01220

  • [FCA CF] Client dealing (since 12 Jul 2024)
• Jonathan Michael Dayer-Smith

  IRN JMD01109

  • CF30 Customer (1 Jun 2012 to 17 Jan 2013)
• Julia Free

  IRN JXF01921

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
  • CF1 Director (1 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Feb 2018 to 8 Dec 2019)
• Kar Kok Ip

  IRN KXI00026

  • [FCA CF] Significant management (since 22 Apr 2026)
  • Director of firm who is not a certification employee or a SMF manager (6 Jun 2025 to 31 Mar 2026)
• Karolina Obalkowska

  IRN KXO00053

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2023)
• Kyriaki Orphanidou

  IRN KXO00108

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jan 2023)
  • [FCA CF] Material risk taker (since 18 Jan 2023)
  • SMF16 Compliance Oversight (since 18 Jan 2023)
• Lars Birk Holst

  IRN LBH00007

  • CF2 Non Executive Director (1 Aug 2017 to 2 Feb 2018)
  • CF10 Compliance Oversight (27 Oct 2014 to 8 Nov 2016)
  • CF30 Customer (17 Mar 2010 to 22 Jan 2018)
  • CF11 Money Laundering Reporting (8 Sep 2008 to 26 Mar 2012)
  • CF1 Director (8 Sep 2008 to 2 Feb 2018)
  • CF3 Chief Executive (8 Sep 2008 to 1 Aug 2017)
• Loizos Demetriou

  IRN LXD00474

  • [FCA CF] Significant management (since 16 Feb 2026)

• Tradex Capital Limited (no longer appointed)

  FRN 537105 · Appointed 6 Dec 2010 · Until 22 Jun 2012

• NetDania Markets UK (no longer appointed)

  FRN 534807 · Appointed 1 Nov 2010 · Until 30 Mar 2022

No changes recorded yet.