Kar Kok Ip

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finalto Financial Services Limited
FRN 481853
- [FCA CF] Significant management (since 22 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (6 Jun 2025 to 31 Mar 2026)
Finalto Trading Limited
FRN 607305
- [FCA CF] Significant management (since 21 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (6 Jun 2025 to 31 Mar 2026)
Nanhua Financial (UK) Co Limited (no longer approved here)
FRN 821609
- [FCA CF] Client dealing (6 May 2022 to 29 Jul 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.