Nanhua Financial (UK) Co Limited

• Principal Place of Business

  4th Floor

  60 Moorgate

  London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +442037466446

  Web

  https://www.nanhuafinancial.co.uk

• Complaints Contact

  4th Floor

  60 Moorgate

  London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +442037466446

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• AMIT KUMAR RATTU

  IRN AKR01044

  • [FCA CF] Client dealing (17 Oct 2023 to 11 Oct 2024)
• Baoping Li

  IRN BXL81262

  • Director of firm who is not a certification employee or a SMF manager (29 May 2020 to 21 Feb 2024)
• Bradley Lawrence Marchant

  IRN BLM01019

  • [FCA CF] Client dealing (since 14 Jan 2026)
• Darren John Anthony

  IRN DXA00010

  • [FCA CF] Client dealing (3 Aug 2020 to 7 May 2021)
• David Anthony Curtin

  IRN DXC00469

  • [FCA CF] Significant management (8 Dec 2021 to 22 Nov 2022)
• Dayal Halai

  IRN DXH00720

  • [FCA CF] Client dealing (since 4 Sep 2024)
• Grant Mark Gibbons

  IRN GMG01064

  • [FCA CF] Client dealing (since 9 Jan 2026)
• Hangong Chen

  IRN HXC00208

  • [FCA CF] Client dealing (since 27 Oct 2022)
• James Korosec

  IRN JMK01113

  • [FCA CF] Client dealing (since 17 Oct 2023)
• Jeremy Francis King

  IRN JXK56812

  • [FCA CF] Significant management (9 Dec 2019 to 28 Nov 2025)

No changes recorded yet.