James Korosec

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nanhua Financial (UK) Co Limited
FRN 821609
- [FCA CF] Client dealing (since 17 Oct 2023)
BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)
FRN 114159
- [FCA CF] Client dealing (12 Jan 2022 to 30 Jun 2023)
Societe Generale International Limited (no longer approved here)
FRN 538896
- [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
- CF30 Customer (14 Jul 2014 to 8 Dec 2019)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF30 Customer (15 Feb 2013 to 1 Mar 2013)
GF Financial Markets (UK) Limited (no longer approved here)
FRN 114237
- CF30 Customer (31 Jan 2012 to 1 Aug 2012)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (3 Nov 2008 to 9 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.