GF Financial Markets (UK) Limited

Date authorised
1 April 2013
Companies House
01242631
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301688
    Web
    https://www.gffm.com

  • Complaints Contact

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301581

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Samuel Begner

    IRN ASB01118

    • CF30 Customer (1 Nov 2007 to 4 Nov 2008)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
  • Abdull Hafeez Arogundade

    IRN AHA01007

    • CF30 Customer (28 Apr 2008 to 27 Oct 2009)
  • Adrian Paul Penney

    IRN APP01058

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2023)
    • CF10 Compliance Oversight (21 Aug 2013 to 15 Sep 2017)
    • CF1 Director (5 Mar 2012 to 8 Dec 2019)
    • CF10a CASS Oversight function (12 Jan 2012 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2012)
    • CF13 Finance (26 Jun 2006 to 31 Oct 2007)
  • Alan John Philip Burr

    IRN AJB01350

    • CF30 Customer (1 Nov 2007 to 4 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alexander George Drew

    IRN AXD00771

    • [FCA CF] Client dealing (since 6 Jul 2023)
  • Alfie Barrett

    IRN AXB03893

    • CF30 Customer (15 Jun 2016 to 19 Nov 2017)
  • Alice Elizabeth Williams

    IRN AEW01053

    • CF21 Investment Adviser (7 Nov 2003 to 30 Jun 2006)
    • CF22 Investment Adviser (Trainee) (19 Nov 2002 to 7 Nov 2003)
  • Amy Ricketts

    IRN ALB01102

    • CF30 Customer (1 Nov 2007 to 31 Jul 2012)
    • CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Dec 2006 to 5 Jul 2007)
  • Andrea Dal Brollo

    IRN AXD01696

    • CF21 Investment Adviser (20 Apr 2007 to 12 Oct 2007)
  • Andrew Birse Silver

    IRN ABS01025

    • CF30 Customer (1 Nov 2007 to 1 Aug 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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