Adrian Paul Penney

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2023)
    • CF10 Compliance Oversight (21 Aug 2013 to 15 Sep 2017)
    • CF1 Director (5 Mar 2012 to 8 Dec 2019)
    • CF10a CASS Oversight function (12 Jan 2012 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2012)
    • CF13 Finance (26 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.