GF Financial Markets (UK) Limited

Date authorised
1 April 2013
Companies House
01242631
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301688
    Web
    https://www.gffm.com

  • Complaints Contact

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301581

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Mitchell

    IRN ADM01258

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jul 2013 to 15 Sep 2017)
    • CF28 Systems and controls (24 Jul 2013 to 8 Dec 2019)
  • Andrew Dobie

    IRN AXD00588

    • [FCA CF] Client dealing (27 Jun 2022 to 1 Sep 2022)
  • Andrew Renwick

    IRN AXR01387

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2013)
    • CF14 Risk Assessment (23 Jun 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (30 Jul 2003 to 23 Jun 2006)
  • Andrew Robert Guy Farage

    IRN ARF01034

    • CF21 Investment Adviser (16 Jan 2003 to 30 Jul 2004)
  • Andrew William Gooch

    IRN AWG01023

    • CF8 Apportionment and Oversight (15 Oct 2007 to 31 Oct 2007)
    • CF1 Director (15 Oct 2007 to 20 Jun 2017)
    • CF3 Chief Executive (15 Oct 2007 to 20 Jun 2017)
  • Anthony Arthur Lucas

    IRN AAL00019

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2005)
  • Anthony Kenneth Goodenough

    IRN AKG01013

    • CF15 Internal Audit (4 Mar 2003 to 2 Dec 2003)
  • Anthony William Leek

    IRN AWL01025

    • [FCA CF] Client dealing (since 21 Nov 2023)
  • Arthur Colarossi

    IRN AXC02106

    • CF30 Customer (14 Oct 2008 to 3 Dec 2009)
  • Ashraf Khalil Meleka

    IRN AKM01039

    • CF30 Customer (1 Nov 2007 to 9 Jan 2008)
    • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)
    • CF26 Customer Trading (17 Jul 2006 to 23 Jan 2007)
    • CF22 Investment Adviser (Trainee) (14 Oct 2003 to 19 Jul 2006)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.