Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (19 Jun 2023 to 13 Oct 2024)
- SMF3 Executive Director (9 Dec 2019 to 13 Oct 2024)
- CF1 Director (11 Dec 2017 to 8 Dec 2019)
- CF3 Chief Executive (11 Dec 2017 to 8 Dec 2019)
-
- CF29 Significant management (3 Mar 2008 to 28 Mar 2013)
-
- CF3 Chief Executive (15 Oct 2007 to 20 Jun 2017)
- CF8 Apportionment and Oversight (15 Oct 2007 to 31 Oct 2007)
- CF1 Director (15 Oct 2007 to 20 Jun 2017)
-
- CF16 Significant Mgt (Desgntd Investment Business) (3 May 2004 to 30 Apr 2005)
- CF21 Investment Adviser (3 May 2004 to 30 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.