Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 110134

    • SMF1 Chief Executive (19 Jun 2023 to 13 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 13 Oct 2024)
    • CF1 Director (11 Dec 2017 to 8 Dec 2019)
    • CF3 Chief Executive (11 Dec 2017 to 8 Dec 2019)
  • Natixis (no longer approved here)

    FRN 206092

    • CF29 Significant management (3 Mar 2008 to 28 Mar 2013)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF3 Chief Executive (15 Oct 2007 to 20 Jun 2017)
    • CF8 Apportionment and Oversight (15 Oct 2007 to 31 Oct 2007)
    • CF1 Director (15 Oct 2007 to 20 Jun 2017)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF16 Significant Mgt (Desgntd Investment Business) (3 May 2004 to 30 Apr 2005)
    • CF21 Investment Adviser (3 May 2004 to 30 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.