Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2020)
- CF30 Customer (26 Sep 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Jan 2008)
- CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)
- CF26 Customer Trading (17 Jul 2006 to 23 Jan 2007)
- CF22 Investment Adviser (Trainee) (14 Oct 2003 to 19 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.