GF Financial Markets (UK) Limited

• Principal Place of Business

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301688

  Web

  https://www.gffm.com

• Complaints Contact

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301581

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Axel Bernd Schubert

  IRN ABS01030

  • CF30 Customer (15 Apr 2008 to 30 Jan 2009)
• Benjamin George Hawthorne

  IRN BGH01043

  • [FCA CF] Proprietary trader (since 14 Nov 2022)
  • [FCA CF] Client dealing (since 14 Nov 2022)
  • CF30 Customer (6 Sep 2010 to 26 Mar 2013)
• Bertrand Gaffet

  IRN BXG01090

  • CF2 Non Executive Director (1 Dec 2001 to 26 Feb 2003)
• Billy Dulieu

  IRN BXD01535

  • [FCA CF] Proprietary trader (since 3 Jul 2024)
  • [FCA CF] Client dealing (since 3 Jul 2024)
• Bin Ling

  IRN BXL01351

  • CF10 Compliance Oversight (15 Sep 2017 to 8 Jun 2018)
  • CF11 Money Laundering Reporting (15 Sep 2017 to 8 Jun 2018)
• Bing Bing Liu

  IRN BBL01004

  • CF30 Customer (19 Dec 2008 to 21 Sep 2009)
• Bing Wu

  IRN BXW01461

  • [FCA CF] Client dealing (8 Jul 2020 to 24 Sep 2021)
• Boris Bettini

  IRN BXB01486

  • CF28 Systems and controls (30 Aug 2011 to 23 Jul 2013)
• Boya Liu

  IRN BXL01386

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Dec 2017 to 8 Dec 2019)
  • CF1 Director (5 Dec 2017 to 8 Dec 2019)
  • CF2 Non Executive Director (27 Jul 2016 to 5 Dec 2017)
• Bradley Lawrence Marchant

  IRN BLM01019

  • CF21 Investment Adviser (4 Aug 2003 to 23 Nov 2005)

No changes recorded yet.