Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Jan 2026)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • [FCA CF] Client dealing (14 Sep 2022 to 26 Sep 2025)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Manager of certification employee (27 Aug 2020 to 4 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2022)
    • CF30 Customer (29 May 2013 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (12 Aug 2009 to 4 Oct 2010)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 20 Jun 2009)
    • CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF21 Investment Adviser (4 Aug 2003 to 23 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.