Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nanhua Financial (UK) Co Limited
FRN 821609
- [FCA CF] Client dealing (since 14 Jan 2026)
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- [FCA CF] Client dealing (14 Sep 2022 to 26 Sep 2025)
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- [FCA CF] Manager of certification employee (27 Aug 2020 to 4 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2022)
- CF30 Customer (29 May 2013 to 8 Dec 2019)
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- CF30 Customer (12 Aug 2009 to 4 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 20 Jun 2009)
- CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Aug 2003 to 23 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.