Anthony William Leek

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GF Financial Markets (UK) Limited
FRN 114237
- [FCA CF] Client dealing (since 21 Nov 2023)
Sigma Broking Limited (no longer approved here)
FRN 485362
- [FCA CF] Material risk taker (2 Mar 2022 to 22 Sep 2023)
- [FCA CF] Client dealing (2 Mar 2022 to 29 Sep 2023)
CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)
FRN 110134
- [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2022)
- CF30 Customer (30 Apr 2018 to 8 Dec 2019)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (1 Nov 2007 to 27 Apr 2018)
- CF21 Investment Adviser (22 Dec 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.