Finalto Financial Services Limited

• Principal Place of Business

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +4402034558751

  Web

  https://www.finalto.com/uk

• Complaints Contact

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +442034558751

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments, Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mahesh Jadeja

  IRN MXJ00483

  • [FCA CF] Significant management (7 Aug 2024 to 10 Jan 2026)
  • [FCA CF] Material risk taker (1 Jan 2023 to 10 Jan 2026)
• Marc Gareth Bertrand

  IRN MGB01129

  • CF10 Compliance Oversight (26 Mar 2012 to 30 Jun 2014)
  • CF11 Money Laundering Reporting (26 Mar 2012 to 30 Jun 2014)
• Marc Hoyer Levin

  IRN MXH16172

  • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2020)
  • CF1 Director (30 Jul 2019 to 8 Dec 2019)
• Mark Joseph Outten

  IRN MJO01065

  • [FCA CF] Manager of certification employee (since 17 Jul 2024)
  • [FCA CF] Material risk taker (since 17 Jul 2024)
  • [FCA CF] Significant management (since 17 Jul 2024)
  • [FCA CF] Client dealing (since 17 Jul 2024)
• Matthew John Maloney

  IRN MJM01428

  • Director of firm who is not a certification employee or a SMF manager (23 May 2023 to 31 Jan 2025)
  • [FCA CF] Material risk taker (23 May 2023 to 31 Jan 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 23 May 2023)
  • SMF3 Executive Director (9 Dec 2019 to 23 May 2023)
  • CF3 Chief Executive (1 Aug 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Oct 2014 to 1 Aug 2017)
  • CF1 Director (6 Oct 2014 to 8 Dec 2019)
• Mehul Chandrakant Rajani

  IRN MXR00585

  • [FCA CF] Significant management (25 Jul 2022 to 29 Nov 2023)
• Mohammed Mulla

  IRN MXM02416

  • CF30 Customer (25 May 2010 to 3 Dec 2018)
• Natalia Eugenia Posada Castro

  IRN NXP00125

  • [FCA CF] Significant management (9 Dec 2019 to 11 Mar 2022)
• Nathan Lønholdt Flanagan

  IRN NXF00072

  • [FCA CF] Significant management (since 9 Dec 2019)
• Nicholas Alan Mortimer

  IRN NAM01116

  • CF30 Customer (4 Aug 2011 to 17 Oct 2016)

• Tradex Capital Limited (no longer appointed)

  FRN 537105 · Appointed 6 Dec 2010 · Until 22 Jun 2012

• NetDania Markets UK (no longer appointed)

  FRN 534807 · Appointed 1 Nov 2010 · Until 30 Mar 2022

No changes recorded yet.