Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 17 Jul 2024)
    • [FCA CF] Client dealing (since 17 Jul 2024)
    • [FCA CF] Manager of certification employee (since 17 Jul 2024)
    • [FCA CF] Material risk taker (since 17 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Significant management (since 11 Jun 2021)
    • [FCA CF] Manager of certification employee (since 11 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2017 to 8 Dec 2019)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF26 Customer Trading (1 Dec 2001 to 21 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.