Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finalto Financial Services Limited
FRN 481853
- [FCA CF] Significant management (since 17 Jul 2024)
- [FCA CF] Client dealing (since 17 Jul 2024)
- [FCA CF] Manager of certification employee (since 17 Jul 2024)
- [FCA CF] Material risk taker (since 17 Jul 2024)
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Finalto Trading Limited
FRN 607305
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Significant management (since 11 Jun 2021)
- [FCA CF] Manager of certification employee (since 11 Jun 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Oct 2017 to 8 Dec 2019)
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- CF26 Customer Trading (1 Dec 2001 to 21 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.