Matthew John Maloney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Edgewater Markets Limited
FRN 988539
- SMF1 Chief Executive (since 22 Oct 2025)
- SMF3 Executive Director (since 22 Oct 2025)
Finalto Financial Services Limited (no longer approved here)
FRN 481853
- [FCA CF] Material risk taker (23 May 2023 to 31 Jan 2025)
- Director of firm who is not a certification employee or a SMF manager (23 May 2023 to 31 Jan 2025)
- SMF1 Chief Executive (9 Dec 2019 to 23 May 2023)
- SMF3 Executive Director (9 Dec 2019 to 23 May 2023)
- CF3 Chief Executive (1 Aug 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Oct 2014 to 1 Aug 2017)
- CF1 Director (6 Oct 2014 to 8 Dec 2019)
Finalto Trading Limited (no longer approved here)
FRN 607305
- [FCA CF] Material risk taker (28 Mar 2023 to 31 Jan 2025)
- Director of firm who is not a certification employee or a SMF manager (28 Mar 2023 to 31 Jan 2025)
- SMF1 Chief Executive (15 Jun 2020 to 28 Mar 2023)
- SMF3 Executive Director (15 Jun 2020 to 28 Mar 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.