Finalto Financial Services Limited

• Principal Place of Business

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +4402034558751

  Web

  https://www.finalto.com/uk

• Complaints Contact

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +442034558751

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments, Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ole Rossing

  IRN OXR01034

  • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2020)
  • CF1 Director (8 Sep 2008 to 8 Dec 2019)
• Olga Larsen

  IRN OXL01105

  • CF30 Customer (1 Mar 2017 to 16 Jul 2019)
• Oliver Thompson

  IRN OXT00062

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Pablo Manuel Quiroga Gomez

  IRN PXQ00007

  • [FCA CF] Material risk taker (since 14 Aug 2024)
  • SMF3 Executive Director (since 14 Aug 2024)
  • [FCA CF] Significant management (5 Oct 2021 to 14 Aug 2024)
• Paul Anthony Groves

  IRN PAG01109

  • SMF1 Chief Executive (since 23 May 2023)
  • SMF3 Executive Director (since 23 May 2023)
  • [FCA CF] Material risk taker (since 23 May 2023)
  • [FCA CF] Manager of certification employee (23 May 2023 to 24 May 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 23 May 2023)
  • CF30 Customer (2 Feb 2010 to 8 Dec 2019)
• Paul Dennis Warner Hare

  IRN PDH01059

  • [FCA CF] Material risk taker (since 1 Jul 2023)
  • SMF16 Compliance Oversight (17 Apr 2025 to 29 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Apr 2025 to 29 Sep 2025)
• Paul Jackson

  IRN PLJ01021

  • CF30 Customer (28 Feb 2017 to 12 Feb 2019)
• Paul John Clapham

  IRN PJC01385

  • [FCA CF] Material risk taker (1 Jan 2023 to 22 Mar 2024)
  • [FCA CF] CASS oversight function (20 Jan 2022 to 22 Mar 2024)
  • [FCA CF] Significant management (30 Sep 2021 to 22 Mar 2024)
• Paul Joseph Hearn

  IRN PJH01195

  • SMF9 Chair of the Governing Body (5 Feb 2021 to 23 Apr 2025)
  • CF2 Non Executive Director (13 Sep 2019 to 8 Dec 2019)
• Paul Mildon

  IRN PXM02828

  • [FCA CF] Material risk taker (1 Jan 2023 to 13 Jun 2024)
  • [FCA CF] Manager of certification employee (25 Jul 2022 to 13 Jun 2024)
  • [FCA CF] CASS oversight function (5 Oct 2021 to 21 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 13 Jun 2024)
  • CF10a CASS Oversight function (20 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2017 to 9 Oct 2018)
  • CF1 Director (1 Aug 2017 to 8 Dec 2019)

• Tradex Capital Limited (no longer appointed)

  FRN 537105 · Appointed 6 Dec 2010 · Until 22 Jun 2012

• NetDania Markets UK (no longer appointed)

  FRN 534807 · Appointed 1 Nov 2010 · Until 30 Mar 2022

No changes recorded yet.