Finalto Financial Services Limited

• Principal Place of Business

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +4402034558751

  Web

  https://www.finalto.com/uk

• Complaints Contact

  11th Floor

  Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +442034558751

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments, Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Philippa McIntosh

  IRN PXM00708

  • [FCA CF] Material risk taker (1 Aug 2024 to 18 Dec 2024)
  • [FCA CF] Significant management (1 Aug 2024 to 18 Dec 2024)
• Remonda Kirketerp-Moller

  IRN RXK01422

  • CF2 Non Executive Director (9 Mar 2018 to 16 Jul 2019)
  • CF10 Compliance Oversight (13 Jan 2010 to 26 Mar 2012)
  • CF1 Director (28 Sep 2009 to 12 Oct 2012)
• Sandor Helby

  IRN SXH02042

  • CF1 Director (1 Jun 2012 to 17 Feb 2015)
  • CF10a CASS Oversight function (22 Dec 2011 to 17 Feb 2015)
  • CF29 Significant management (21 Jul 2010 to 17 Feb 2015)
• Sasha-Meika Dinnal

  IRN SXD12445

  • [FCA CF] Significant management (4 Aug 2020 to 18 Apr 2021)
• Simon Mark Ormrod

  IRN SMO01043

  • SMF3 Executive Director (since 13 Aug 2024)
  • [FCA CF] Material risk taker (since 13 Aug 2024)
• Simone Sandrina Andre

  IRN SSA01036

  • CF30 Customer (1 Jun 2012 to 2 Apr 2013)
• Stanislav Bunimovich

  IRN SXB03611

  • Director of firm who is not a certification employee or a SMF manager (9 Oct 2024 to 11 Mar 2025)
  • [FCA CF] Material risk taker (1 Jan 2023 to 9 Oct 2024)
  • SMF3 Executive Director (30 Dec 2021 to 9 Oct 2024)
  • [FCA CF] Manager of certification employee (10 Feb 2021 to 9 Oct 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Oct 2024)
  • CF30 Customer (27 Feb 2017 to 8 Dec 2019)
• Teemu Olavi Juutilainen

  IRN TOJ01003

  • CF30 Customer (27 May 2009 to 17 May 2012)
• Troels Toftelund Madsen

  IRN TTM01015

  • SMF3 Executive Director (9 Dec 2019 to 31 May 2021)
  • CF1 Director (9 Nov 2012 to 8 Dec 2019)
• Veronika Rostaqi

  IRN VXR00105

  • [FCA CF] Significant management (since 25 Sep 2023)
  • [FCA CF] Material risk taker (since 23 Sep 2023)

• Tradex Capital Limited (no longer appointed)

  FRN 537105 · Appointed 6 Dec 2010 · Until 22 Jun 2012

• NetDania Markets UK (no longer appointed)

  FRN 534807 · Appointed 1 Nov 2010 · Until 30 Mar 2022

No changes recorded yet.