Simon Mark Ormrod

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finalto Trading Limited

    FRN 607305

    • [FCA CF] Significant management (since 10 Mar 2025)
  • Finalto Financial Services Limited

    FRN 481853

    • SMF3 Executive Director (since 13 Aug 2024)
    • [FCA CF] Material risk taker (since 13 Aug 2024)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • [FCA CF] Material risk taker (31 Mar 2022 to 14 Jul 2023)
    • SMF27 Partner (25 Mar 2022 to 14 Jul 2023)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (29 Oct 2010 to 8 Dec 2019)
    • CF28 Systems and controls (15 Jan 2010 to 6 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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