Liquidnet Europe Limited

• Principal Place of Business

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 2 limitations Hide limitations

  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian John Stephen Fitzpatrick

  IRN AJF01064

  • CF2 Non Executive Director (6 Aug 2010 to 8 Dec 2019)
• Alan Turner

  IRN AXT00236

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 24 Jan 2022)
• Albert Max Berg

  IRN AMB01321

  • CF28 Systems and controls (3 Mar 2010 to 8 Dec 2019)
• Alexander Scarsi

  IRN AXS00599

  • [FCA CF] Client dealing (4 Oct 2022 to 24 Jul 2023)
• Alexi McNair

  IRN AXM05636

  • [FCA CF] Client dealing (4 Aug 2025 to 27 Feb 2026)
• Alice Josephine Lucas

  IRN AJL01305

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2022)
  • CF30 Customer (5 Oct 2015 to 8 Dec 2019)
• Amit Shakunt Shah

  IRN ASS01108

  • [FCA CF] Client dealing (1 Jul 2024 to 27 Feb 2026)
• Andrew Downard

  IRN AXD01215

  • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
  • [FCA CF] Algorithmic trading (24 Jan 2022 to 27 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Feb 2026)
  • CF30 Customer (14 May 2015 to 8 Dec 2019)
• Andrew Lee Miyawaki

  IRN ALM01114

  • CF30 Customer (4 Dec 2008 to 11 Feb 2011)
• Anna Maria Heritier De La Roche

  IRN AMH01216

  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
  • CF11 Money Laundering Reporting (10 Feb 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Aug 2012 to 8 Dec 2019)

No changes recorded yet.