Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Onyx Capital Advisory Limited (no longer approved here)

    FRN 822509

    • [FCA CF] CASS oversight function (4 Sep 2024 to 27 Dec 2024)
    • [FCA CF] Significant management (4 Sep 2024 to 27 Dec 2024)
    • [FCA CF] Material risk taker (4 Sep 2024 to 27 Dec 2024)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • [FCA CF] CASS oversight function (16 Jan 2023 to 12 Mar 2024)
  • Finalto Trading Limited (no longer approved here)

    FRN 607305

    • [FCA CF] Significant management (16 Mar 2021 to 18 Apr 2021)
  • Finalto Financial Services Limited (no longer approved here)

    FRN 481853

    • [FCA CF] Significant management (4 Aug 2020 to 18 Apr 2021)
  • Maxis Investments Ltd (no longer approved here)

    FRN 441316

    • CF10a CASS Oversight function (15 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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