Maxis Investments Ltd

• Principal Place of Business

  Maxis Investments Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442077263300

  Web

  http://www.maxisinvestments.co.uk

• Complaints Contact

  Maxis Investments Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442077263300

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• ALI ERTUG AYDIN

  IRN AEA01048

  • CF30 Customer (14 Jun 2011 to 10 Jun 2013)
• ARAS GUVENC

  IRN AXG02300

  • CF30 Customer (26 Sep 2013 to 10 Aug 2018)
• Ali Erdal Aral

  IRN AEA01057

  • CF2 Non Executive Director (28 May 2013 to 7 Jun 2016)
• Bamini Suthaharan

  IRN BXS02281

  • CF10a CASS Oversight function (29 Mar 2018 to 30 Nov 2018)
• Burak Kaynak

  IRN BXK01175

  • CF30 Customer (22 Apr 2008 to 1 Sep 2009)
• CAN ATALAY

  IRN CXA01420

  • [FCA CF] Functions requiring qualifications (2 Oct 2020 to 1 Nov 2024)
  • [FCA CF] Client dealing (2 Oct 2020 to 1 Nov 2024)
  • CF30 Customer (3 Feb 2012 to 8 Dec 2019)
• Can Ventura

  IRN CXV01115

  • CF30 Customer (20 Jun 2011 to 4 Sep 2012)
• Cankut Aydin

  IRN CXA01387

  • CF30 Customer (7 Jul 2011 to 8 Jul 2011)
• Catherine Helen Daley

  IRN CHB01062

  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Nov 2020)
  • CF10 Compliance Oversight (21 Aug 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Aug 2018 to 8 Dec 2019)
• Deniz Canlisoy

  IRN DXC01944

  • CF30 Customer (20 Jan 2010 to 22 Aug 2014)

No changes recorded yet.