Maxis Investments Ltd

• Principal Place of Business

  Maxis Investments Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442077263300

  Web

  http://www.maxisinvestments.co.uk

• Complaints Contact

  Maxis Investments Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442077263300

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Dilan Anli Keskin

  IRN DXA01643

  • [FCA CF] Functions requiring qualifications (2 Oct 2020 to 20 Nov 2025)
  • [FCA CF] Client dealing (2 Oct 2020 to 20 Nov 2025)
  • CF30 Customer (27 Nov 2014 to 8 Dec 2019)
• Enver Ilkay Dalkilic

  IRN EXD00315

  • [FCA CF] Material risk taker (since 5 Nov 2025)
  • [FCA CF] Significant management (since 5 Nov 2025)
  • [FCA CF] Client dealing (since 5 Nov 2025)
  • [FCA CF] Manager of certification employee (since 5 Nov 2025)
• Evren Arslan

  IRN EXA00281

  • Director of firm who is not a certification employee or a SMF manager (since 9 Oct 2025)
• Hasan Candan

  IRN HXC01272

  • CF2 Non Executive Director (13 Jan 2012 to 5 Nov 2012)
• Ilhami Koc

  IRN IXK01118

  • CF2 Non Executive Director (9 Jun 2006 to 9 Dec 2016)
• Isil Rebis

  IRN IXR01310

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2021)
  • [FCA CF] Material risk taker (since 18 Feb 2021)
  • SMF16 Compliance Oversight (since 18 Feb 2021)
  • CF11 Money Laundering Reporting (9 Apr 2018 to 21 Aug 2018)
  • CF10 Compliance Oversight (9 Apr 2018 to 21 Aug 2018)
• KENAN AYVACI

  IRN KXA00328

  • SMF9 Chair of the Governing Body (since 9 Feb 2024)
• Kaan Tokat

  IRN KXT01239

  • CF2 Non Executive Director (27 Nov 2006 to 10 Nov 2011)
• Kazim Isikli

  IRN KXI01037

  • CF2 Non Executive Director (9 Jun 2006 to 7 Nov 2006)
• Mehmet Yigit Arikok

  IRN MYA01026

  • [FCA CF] Material risk taker (since 6 Oct 2020)
  • [FCA CF] CASS oversight function (since 6 Oct 2020)
  • [FCA CF] Client dealing (since 6 Oct 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (7 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • CF1 Director (7 Jun 2019 to 8 Dec 2019)
  • CF2 Non Executive Director (1 Oct 2018 to 7 Jun 2019)

No changes recorded yet.