Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Maxis Investments Ltd
FRN 441316
- SMF16 Compliance Oversight (since 18 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2021)
- [FCA CF] Material risk taker (since 18 Feb 2021)
- CF10 Compliance Oversight (9 Apr 2018 to 21 Aug 2018)
- CF11 Money Laundering Reporting (9 Apr 2018 to 21 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.