Maxis Investments Ltd

• Principal Place of Business

  Maxis Investments Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442077263300

  Web

  http://www.maxisinvestments.co.uk

• Complaints Contact

  Maxis Investments Ltd

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442077263300

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Meltem Citci

  IRN MXC01938

  • CF10a CASS Oversight function (23 Jan 2017 to 21 Dec 2017)
  • CF30 Customer (1 Nov 2007 to 21 Dec 2017)
  • CF11 Money Laundering Reporting (19 Jan 2007 to 21 Dec 2017)
  • CF10 Compliance Oversight (19 Jan 2007 to 21 Dec 2017)
  • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (9 Jun 2006 to 31 Oct 2007)
  • CF1 Director (9 Jun 2006 to 21 Dec 2017)
  • CF3 Chief Executive (9 Jun 2006 to 21 Dec 2017)
  • CF26 Customer Trading (9 Jun 2006 to 31 Oct 2007)
• Muhammed Demir

  IRN MXD01765

  • CF30 Customer (12 Aug 2009 to 8 May 2018)
• Murat Kural

  IRN MXK14108

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (17 Jul 2019 to 8 Dec 2019)
• Nedrat Sagdic McKinley

  IRN NSM01040

  • CF11 Money Laundering Reporting (18 Jul 2006 to 1 Jan 2007)
  • CF10 Compliance Oversight (18 Jul 2006 to 1 Jan 2007)
  • CF13 Finance (18 Jul 2006 to 1 Jan 2007)
• Neslihan Yilmaz

  IRN NXY01035

  • CF30 Customer (1 Nov 2007 to 10 Feb 2014)
  • CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
  • CF26 Customer Trading (9 Jun 2006 to 31 Oct 2007)
• Noel Tin

  IRN NXT01271

  • CF10a CASS Oversight function (1 Oct 2011 to 10 Jan 2017)
  • CF28 Systems and controls (1 Sep 2011 to 10 Jan 2017)
• Orcun Saripinar

  IRN OXS01071

  • CF21 Investment Adviser (9 Jun 2006 to 8 Nov 2006)
  • CF26 Customer Trading (9 Jun 2006 to 8 Nov 2006)
• Richard Charles Lacey

  IRN RXL01159

  • CF10 Compliance Oversight (9 Jun 2006 to 19 Jul 2006)
  • CF11 Money Laundering Reporting (9 Jun 2006 to 19 Jul 2006)
• Riza Ihsan KUTLUSOY

  IRN RIK01015

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 9 Feb 2024)
  • CF2 Non Executive Director (1 Jul 2016 to 8 Dec 2019)
• SENAR AKKUS

  IRN SXA03272

  • CF2 Non Executive Director (5 Jan 2017 to 12 Nov 2018)

No changes recorded yet.