Noel Tin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

APERTURE-FX LTD
FRN 951628
- SMF16 Compliance Oversight (since 15 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Dec 2023)
- SMF3 Executive Director (since 17 Mar 2022)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- [FCA CF] CASS oversight function (1 Sep 2021 to 1 Mar 2023)
- [FCA CF] Material risk taker (29 Jun 2021 to 1 Mar 2023)
Maxis Investments Ltd (no longer approved here)
FRN 441316
- CF10a CASS Oversight function (1 Oct 2011 to 10 Jan 2017)
- CF28 Systems and controls (1 Sep 2011 to 10 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.