APERTURE-FX LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)
Stockbroking

For Eligible Counterparty, Professional, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)
Trades With You Directly

For Eligible Counterparty, Professional, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)
Investment Setup

For Eligible Counterparty, Professional, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

Senior staff personally approved by the FCA to hold their roles here.

Conrad Anthony Weiss
IRN CXW00107
- SMF3 Executive Director (since 17 Mar 2022)
Daniel James Kushner
IRN DJK01129
- SMF17 Money Laundering Reporting Officer (MLRO) (17 Mar 2022 to 18 Dec 2023)
Laetitia Johanna Muir
IRN LJM01136
- SMF3 Executive Director (17 Mar 2022 to 14 Jul 2023)
- SMF16 Compliance Oversight (17 Mar 2022 to 14 Jul 2023)
Noel Tin
IRN NXT01271
- SMF16 Compliance Oversight (since 15 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Dec 2023)
- SMF3 Executive Director (since 17 Mar 2022)
Timothy Hale
IRN TXH00082
- SMF3 Executive Director (since 17 Mar 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.