Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (17 Mar 2022 to 14 Jul 2023)
- SMF3 Executive Director (17 Mar 2022 to 14 Jul 2023)
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- CF10 Compliance Oversight (20 Feb 2013 to 9 Aug 2013)
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- CF10 Compliance Oversight (31 Jul 2012 to 29 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.