GMO U.K. LIMITED

Date authorised
1 April 2013
Companies House
04658801
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    No. 1 London Bridge
    London Bridge
    London
    SE1 9BG
    UNITED KINGDOM
    Phone
    +442078147600
    Web
    https://www.gmo.com

  • Complaints Contact

    No. 1 London Bridge
    London Bridge
    London
    SE1 9BG
    UNITED KINGDOM
    Phone
    +442078147600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aileen Hughes

    IRN AXH00690

    • SMF16 Compliance Oversight (since 5 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Oct 2023)
  • Alejandro Orus

    IRN AXO01058

    • CF3 Chief Executive (18 Oct 2005 to 26 Apr 2006)
    • CF8 Apportionment and Oversight (5 Dec 2003 to 19 Sep 2005)
    • CF1 Director (5 Dec 2003 to 1 Feb 2009)
  • Alexander Bark

    IRN AMB01239

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (13 Jan 2016 to 8 Dec 2019)
    • CF3 Chief Executive (13 Jan 2016 to 16 Jul 2018)
    • CF30 Customer (11 Nov 2010 to 8 Dec 2019)
  • Amee Patel

    IRN AXP02724

    • SMF3 Executive Director (since 15 Nov 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF28 Systems and controls (8 Oct 2015 to 8 Dec 2019)
  • Anthony Hene

    IRN AXH01249

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2018)
    • CF27 Investment Management (5 Dec 2003 to 31 Oct 2007)
  • Anthony William Ryan

    IRN AWR01035

    • CF1 Director (5 Dec 2003 to 10 Jul 2006)
    • CF27 Investment Management (7 May 2003 to 7 Aug 2003)
  • Arron John Day

    IRN AJD01351

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (1 Jan 2016 to 8 Dec 2019)
    • CF3 Chief Executive (13 May 2013 to 8 Dec 2019)
    • CF28 Systems and controls (7 May 2012 to 15 Oct 2015)
  • Bart Rinze Noordman

    IRN BRN01010

    • CF30 Customer (1 Sep 2011 to 8 Dec 2019)
  • Brad Hilsabeck

    IRN BXH01303

    • CF1 Director (18 Oct 2006 to 26 Apr 2016)
  • Branko Radujko

    IRN BXR01366

    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.