GMO U.K. LIMITED

Date authorised
1 April 2013
Companies House
04658801
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    No. 1 London Bridge
    London Bridge
    London
    SE1 9BG
    UNITED KINGDOM
    Phone
    +442078147600
    Web
    https://www.gmo.com

  • Complaints Contact

    No. 1 London Bridge
    London Bridge
    London
    SE1 9BG
    UNITED KINGDOM
    Phone
    +442078147600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl O'Rourke

    IRN CDO01016

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (17 Aug 2009 to 6 Mar 2018)
  • Carly Brewster

    IRN CXB02187

    • CF30 Customer (1 Aug 2014 to 1 Dec 2016)
  • Catharina Anna Schror

    IRN CXS79659

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Feb 2021 to 15 Aug 2022)
    • SMF16 Compliance Oversight (29 Jun 2020 to 15 Aug 2022)
  • Christopher John Casey

    IRN CJC01237

    • CF30 Customer (1 Nov 2007 to 5 Jan 2011)
    • CF27 Investment Management (19 Apr 2007 to 31 Oct 2007)
  • Diane Claire Wilkinson

    IRN DCW01117

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2020)
    • CF11 Money Laundering Reporting (3 Dec 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 May 2013 to 8 Dec 2019)
  • Eleftheria Anthimidou

    IRN EXA79702

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2020 to 14 Sep 2020)
  • Emma Jane Jesshop

    IRN EJJ01008

    • CF11 Money Laundering Reporting (5 Dec 2003 to 3 Nov 2008)
    • CF10 Compliance Oversight (5 Dec 2003 to 3 Nov 2008)
  • Gavin Charles Flaxman

    IRN GCF01016

    • CF28 Systems and controls (1 Nov 2007 to 1 Aug 2012)
    • CF13 Finance (13 Apr 2005 to 31 Oct 2007)
  • Gregory Lance Pottle

    IRN GLP01045

    • CF2 Non Executive Director (16 Apr 2018 to 8 Dec 2019)
    • CF1 Director (3 Aug 2015 to 13 Mar 2018)
  • Gregory Pottle

    IRN GXP00341

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.