GMO U.K. LIMITED

• Principal Place of Business

  No. 1 London Bridge

  London Bridge

  London

  SE1 9BG

  UNITED KINGDOM

  Phone

  +442078147600

  Web

  https://www.gmo.com

• Complaints Contact

  No. 1 London Bridge

  London Bridge

  London

  SE1 9BG

  UNITED KINGDOM

  Phone

  +442078147600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Heather Rae Wiley

  IRN HXW01158

  • CF30 Customer (13 Jul 2011 to 29 Jun 2012)
• Helen Amanda Roughsedge

  IRN HAR01015

  • CF30 Customer (22 Nov 2012 to 5 Oct 2018)
• Helen Gaidatzis

  IRN HXG01044

  • CF27 Investment Management (5 Dec 2003 to 6 Jul 2006)
• Ian Philip Thompson

  IRN IPT01011

  • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
  • CF27 Investment Management (11 May 2006 to 31 Oct 2007)
• James Alexander Baker

  IRN JAB01175

  • CF27 Investment Management (5 Dec 2003 to 1 Jul 2006)
• James Montier

  IRN JCM01123

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2024)
  • CF30 Customer (21 Dec 2009 to 6 Mar 2018)
• Jane Sylvia Orr

  IRN JSO01008

  • CF22 Investment Adviser (Trainee) (25 Sep 2003 to 9 Oct 2003)
  • CF21 Investment Adviser (7 May 2003 to 25 Sep 2003)
• Jean-Pierre Mittaz

  IRN JXM02837

  • CF3 Chief Executive (21 Feb 2012 to 23 Apr 2013)
  • CF1 Director (14 Oct 2010 to 8 Dec 2019)
• John Edward Horner Chancellor

  IRN JEC01254

  • CF30 Customer (7 Jun 2013 to 14 May 2014)
• John McGinty

  IRN JXM03073

  • CF1 Director (7 May 2012 to 22 May 2015)

No changes recorded yet.