GMO U.K. LIMITED

• Principal Place of Business

  No. 1 London Bridge

  London Bridge

  London

  SE1 9BG

  UNITED KINGDOM

  Phone

  +442078147600

  Web

  https://www.gmo.com

• Complaints Contact

  No. 1 London Bridge

  London Bridge

  London

  SE1 9BG

  UNITED KINGDOM

  Phone

  +442078147600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Peter Ascott

  IRN JPA01074

  • CF30 Customer (30 Sep 2013 to 28 Apr 2017)
• Joseph Barker Kittredge

  IRN JBK01028

  • CF1 Director (14 Jul 2009 to 28 Feb 2018)
• Joseph Wijendra Erasmus Mariathasan

  IRN JWM01093

  • CF21 Investment Adviser (25 Sep 2003 to 25 Sep 2003)
• Justin Ashmall

  IRN JXA01651

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (13 Sep 2010 to 6 Mar 2018)
• Kathleen Amelia Gallagher

  IRN KXG01196

  • CF27 Investment Management (5 Dec 2003 to 1 Jul 2006)
• Kenneth Brackenridge

  IRN BXK01030

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF27 Investment Management (5 Dec 2003 to 31 Oct 2007)
• Kenvor John Cothey

  IRN KJC01117

  • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
  • CF27 Investment Management (15 Jun 2007 to 31 Oct 2007)
• Lachlan Graham Hodgkinson

  IRN LXH08881

  • CF30 Customer (4 Dec 2018 to 2 Aug 2019)
• Laetitia Johanna Muir

  IRN LJM01136

  • CF10 Compliance Oversight (31 Jul 2012 to 29 Jan 2013)
• Lee Alderton

  IRN LXA01148

  • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
  • CF26 Customer Trading (5 Jul 2006 to 31 Oct 2007)

No changes recorded yet.