Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • City of London Investment Management Company Limited (no longer approved here)

    FRN 169910

    • CF10 Compliance Oversight (1 Mar 2010 to 26 Sep 2010)
    • CF11 Money Laundering Reporting (1 Mar 2010 to 26 Sep 2010)
  • GMO U.K. LIMITED (no longer approved here)

    FRN 224540

    • CF10 Compliance Oversight (5 Dec 2003 to 3 Nov 2008)
    • CF11 Money Laundering Reporting (5 Dec 2003 to 3 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.