Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (1 Mar 2010 to 26 Sep 2010)
- CF11 Money Laundering Reporting (1 Mar 2010 to 26 Sep 2010)
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- CF10 Compliance Oversight (5 Dec 2003 to 3 Nov 2008)
- CF11 Money Laundering Reporting (5 Dec 2003 to 3 Nov 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.