Alexander Bark

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GMO U.K. LIMITED
FRN 224540
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- CF3 Chief Executive (13 Jan 2016 to 16 Jul 2018)
- CF1 Director (13 Jan 2016 to 8 Dec 2019)
- CF30 Customer (11 Nov 2010 to 8 Dec 2019)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF30 Customer (1 Nov 2007 to 29 Jun 2010)
- CF21 Investment Adviser (31 Jan 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.