Richard Charles Lacey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Turkiye Is Bankasi As (no longer approved here)
FRN 204708
- CF28 Systems and controls (1 Nov 2007 to 4 Jan 2011)
- CF14 Risk Assessment (17 May 2004 to 31 Oct 2007)
- CF15 Internal Audit (17 May 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (31 May 2002 to 30 Sep 2003)
Maxis Investments Ltd (no longer approved here)
FRN 441316
- CF10 Compliance Oversight (9 Jun 2006 to 19 Jul 2006)
- CF11 Money Laundering Reporting (9 Jun 2006 to 19 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.