Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Maxis Investments Ltd
FRN 441316
- [FCA CF] CASS oversight function (since 6 Oct 2020)
- [FCA CF] Material risk taker (since 6 Oct 2020)
- [FCA CF] Client dealing (since 6 Oct 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (7 Jun 2019 to 8 Dec 2019)
- CF3 Chief Executive (7 Jun 2019 to 8 Dec 2019)
- CF1 Director (7 Jun 2019 to 8 Dec 2019)
- CF2 Non Executive Director (1 Oct 2018 to 7 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.