Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 4 Oct 2023)
    • [FCA CF] Client dealing (since 11 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 11 Oct 2021)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (26 Jul 2013 to 6 Mar 2016)
  • Maxis Investments Ltd (no longer approved here)

    FRN 441316

    • CF30 Customer (14 Jun 2011 to 10 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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