Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2025)
    • [FCA CF] Client dealing (since 6 Feb 2025)
  • Maxis Investments Ltd (no longer approved here)

    FRN 441316

    • [FCA CF] Client dealing (2 Oct 2020 to 1 Nov 2024)
    • [FCA CF] Functions requiring qualifications (2 Oct 2020 to 1 Nov 2024)
    • CF30 Customer (3 Feb 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.